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NEKTAR THERAPEUTICS — Director's Dealing 2022
Sep 21, 2022
32134_dirs_2022-09-20_cdd5fbd8-c3b3-4f19-8e16-279f2e2d4578.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEKTAR THERAPEUTICS (NKTR)
CIK: 0000906709
Period of Report: 2022-09-16
Reporting Person: Ajer Jeffrey Robert (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-16 | Common Stock | A | 10200 | $0.00 | Acquired | 42710 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-16 | Stock Option | $3.47 | A | 20400 | Acquired | 2030-09-15 | Common Stock (20400) | Direct |
Footnotes
F1: Common stock was acquired pursuant to a grant of restricted stock units ("RSUs"). Each RSU awarded represents a contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock.
F2: This RSU award vests in full, one year following September 16, 2022.
F3: This stock option vests in equal monthly installments over the one-year period beginning on September 16, 2022.
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