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NEKTAR THERAPEUTICS Director's Dealing 2019

Sep 28, 2019

32134_dirs_2019-09-27_f89b3522-4641-46df-b4ed-bfc6f7b87cb7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEKTAR THERAPEUTICS (NKTR)
CIK: 0000906709
Period of Report: 2019-09-25

Reporting Person: CHESS ROBERT (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-25 Common Stock A 6500 $0.00 Acquired 280973 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-25 Stock Option $18.80 A 13000 Acquired 2027-09-24 Common Stock (13000) Direct

Footnotes

F1: This stock award was acquired pursuant to a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the unit, one share of the issuer's common stock.

F2: This restricted stock unit award vests in full, one year following September 25, 2019.

F3: This stock option vests in equal monthly installments over the one-year period beginning on September 30, 2019.