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NEKTAR THERAPEUTICS Director's Dealing 2015

Jun 23, 2015

32134_dirs_2015-06-23_c6ce16cc-10c0-49d9-a3e8-67f94707d569.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEKTAR THERAPEUTICS (NKTR)
CIK: 0000906709
Period of Report: 2015-06-19

Reporting Person: CHESS ROBERT (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-06-19 Common Stock M 15000 $8.81 Acquired 275623 Direct
2015-06-19 Common Stock S 15000 $11.81 Disposed 260623 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-06-19 Stock Option $8.81 M 15000 Disposed 2015-09-18 Common Stock (15000) Direct

Footnotes

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for stock options expiring in the near term.

F2: This number includes 4,914 shares held by the reporting person in the Issuer's 401(k) plan. The acquisition of these shares under that plan is exempt under Rule 16b-3(c).