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NEKTAR THERAPEUTICS — Director's Dealing 2015
Jun 23, 2015
32134_dirs_2015-06-23_c6ce16cc-10c0-49d9-a3e8-67f94707d569.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEKTAR THERAPEUTICS (NKTR)
CIK: 0000906709
Period of Report: 2015-06-19
Reporting Person: CHESS ROBERT (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-19 | Common Stock | M | 15000 | $8.81 | Acquired | 275623 | Direct |
| 2015-06-19 | Common Stock | S | 15000 | $11.81 | Disposed | 260623 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-19 | Stock Option | $8.81 | M | 15000 | Disposed | 2015-09-18 | Common Stock (15000) | Direct |
Footnotes
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for stock options expiring in the near term.
F2: This number includes 4,914 shares held by the reporting person in the Issuer's 401(k) plan. The acquisition of these shares under that plan is exempt under Rule 16b-3(c).
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