AI assistant
NCS Multistage Holdings, Inc. — Director's Dealing 2021
Mar 1, 2021
34006_dirs_2021-03-01_2d4d1b77-29eb-4f06-a6d3-06d0eed22bbc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NCS Multistage Holdings, Inc. (NCSM)
CIK: 0001692427
Period of Report: 2021-02-28
Reporting Person: DEANE JOHN D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-28 | Common Stock | A | 3454 | — | Acquired | 12959 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10731 | Indirect |
Footnotes
F1: Includes 794 vested restricted stock units which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 3,454 restricted stock units which vest on February 28, 2022 and settle within thirty days of the vesting date.
F2: These securities are held by the Deane Family Partnership Limited, a limited partnership of which the Reporting Person is the sole general partner. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by the Deane Family Partnership Limited except to the extent of his pecuniary interest therein.