NCS Multistage Holdings, Inc. — Director's Dealing 2021

Mar 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NCS Multistage Holdings, Inc. (NCSM)
CIK: 0001692427
Period of Report: 2021-02-28

Reporting Person: Cole Lori A (Vice President, Finance)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-28	Common Stock	M	1432	—	Acquired	2245	Direct
2021-02-28	Common Stock	F	1432	$38.50	Disposed	813	Direct
2021-02-28	Common Stock	A	1716	—	Acquired	2529	Direct
2021-02-28	Common Stock	D	30	$38.50	Disposed	2499	Direct
2021-03-01	Common Stock	D	23	$36.31	Disposed	2476	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-28	Equivalent Stock Units	$	A	1716	Acquired		Common Stock (1716)	Direct
2021-02-28	Equivalent Stock Units	$	M	1432	Disposed		Common Stock (1432)	Direct

Footnotes

F1: Equivalent stock units vested on February 28, 2021 and settled for cash.

F2: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3: Includes 100 restricted stock units which vest on February 28, 2022, 33 restricted stock units which vest in two equal annual installments beginning on April 1, 2021 and 1,716 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.

F4: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F5: Includes 100 equivalent stock units which vest on February 28, 2022, 2,662 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,716 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.