NCS Multistage Holdings, Inc. — Director's Dealing 2021

Mar 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NCS Multistage Holdings, Inc. (NCSM)
CIK: 0001692427
Period of Report: 2021-02-28

Reporting Person: Stromquist Marty (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-28	Common Stock	M	3003	—	Acquired	8922	Direct
2021-02-28	Common Stock	F	3003	$38.5	Disposed	5919	Direct
2021-02-28	Common Stock	A	2591	—	Acquired	8510	Direct
2021-02-28	Common Stock	D	377	$38.50	Disposed	8133	Direct
2021-03-01	Common Stock	D	195	$36.31	Disposed	7938	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-28	Equivalent Stock Units	$	M	3003	Disposed		Common Stock (3003)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	33173	Indirect
Common Stock	5672	Indirect

Footnotes

F1: Equivalent stock units vested on February 28, 2021 and settled for cash.

F2: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F3: Held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

F4: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F5: Includes 785 restricted stock units which vest and settle on February 28, 2022. Also, includes 2,591 restricted stock units which vest on February 28, 2022 and which settle within thirty days of the vesting date.

F6: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F7: Includes 261 equivalent stock units which vest on February 28, 2022 and 5,482 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022.