NCS Multistage Holdings, Inc. — Director's Dealing 2021

Mar 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NCS Multistage Holdings, Inc. (NCSM)
CIK: 0001692427
Period of Report: 2021-02-28

Reporting Person: Hummer Ryan (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-28	Common Stock	M	2764	—	Acquired	16126	Direct
2021-02-28	Common Stock	F	2764	$38.50	Disposed	13362	Direct
2021-02-28	Common Stock	A	2337	—	Acquired	15699	Direct
2021-02-28	Common Stock	D	171	$38.50	Disposed	15528	Direct
2021-03-01	Common Stock	D	89	$36.31	Disposed	15439	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-28	Equivalent Stock Units	$	A	2337	Acquired		Common Stock (2337)	Direct
2021-02-28	Equivalent Stock Units	$	M	2764	Disposed		Common Stock (2764)	Direct

Footnotes

F1: Equivalent stock units vested on February 28, 2021 and settled for cash.

F2: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3: Includes 726 restricted stock units which vest on February 28, 2022 and 2,337 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.

F4: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F5: Includes 242 equivalent stock units which vest on February 28, 2022, 5,043 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 2,337 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.