NCS Multistage Holdings, Inc. — Director's Dealing 2021

Jun 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NCS Multistage Holdings, Inc. (NCSM)
CIK: 0001692427
Period of Report: 2021-06-08

Reporting Person: Nipper Robert (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-08	Common Stock	P	300	$31.70	Acquired	20235	Direct
2021-06-08	Common Stock	P	400	$32.14	Acquired	20635	Direct
2021-06-09	Common Stock	P	200	$32.13	Acquired	20835	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	91743	Indirect

Footnotes

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.18 to $31.98. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2).

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.00 to $32.20.

F3: These securities are held by the Nipper Family Limited Partnership, a limited partnership of which the Reporting Person is the trustee of the sole general partner, Nipper Family Management Trust. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by the Nipper Family Limited Partnership except to the extent of his pecuniary interest therein.

F4: Includes 1,609 restricted stock units which vest on February 28, 2022 and 4,874 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.