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NCS Multistage Holdings, Inc. — Director's Dealing 2017
May 4, 2017
34006_dirs_2017-05-04_3735f7d5-cf80-4088-9d0b-35e118cc4af5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NCS Multistage Holdings, Inc. (NCSM)
CIK: 0001692427
Period of Report: 2017-05-03
Reporting Person: DEANE JOHN D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-03 | Common Stock | P | 50000 | $17 | Acquired | 50000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7352 | Direct |
| Common Stock | 214632 | Indirect |
Footnotes
F1: The shares of common stock were purchased in the Issuer's initial public offering pursuant to a directed share program.
F2: Consists of 7,352 restricted stock units which vest on April 27, 2018. The restricted stock units settle for shares of common stock on a one-for-one basis within thirty days following the earliest of (i) one year following the termination of the reporting person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date.
F3: These securities are held by the Deane Family Partners, Limited, a limited partnership of which the reporting person is the sole general partner. The reporting person disclaims beneficial ownership of the Issuer's securities held by the Family Limited Partnership except to the extent of his pecuniary interest therein.