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NCR Voyix Corp — Director's Dealing 2021
Feb 17, 2021
31789_dirs_2021-02-17_391f5db2-1cb5-4ff6-afc0-ee62562a8590.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NCR CORP (NCR)
CIK: 0000070866
Period of Report: 2021-02-12
Reporting Person: Potter Beth (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-12 | Common Stock | F | 377 | $34.93 | Disposed | 8634 | Direct |
| 2021-02-12 | Common Stock | M | 804 | — | Acquired | 9438 | Direct |
| 2021-02-12 | Common Stock | F | 243 | $34.93 | Disposed | 9195 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-12 | Restricted Stock Units | $0 | M | 1608 | Acquired | Common Stock (1608) | Direct |
Footnotes
F1: These shares were withheld to cover tax withholding obligations when 1,252 previously reported restricted stock units (RSUs) vested on February 12, 2021.
F2: Performance-based RSUs as to which the performance-related conditions to vesting have been previously reported as satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date (each an "RSU Vesting Date"). The first one-third of such RSUs, shown in Table I, vested on February 12, 2021. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.
F3: These shares were withheld to cover tax withholding obligations when 804 restricted stock units vested on February 12, 2021 as reported herein.