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NCR Voyix Corp — Director's Dealing 2021
Feb 25, 2021
31789_dirs_2021-02-25_820328b4-4271-4341-bc2f-303268732508.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NCR CORP (NCR)
CIK: 0000070866
Period of Report: 2021-02-23
Reporting Person: Button Adrian (EVP, Product and Service Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-23 | Common Stock | M | 6823 | $0.00 | Acquired | 7541 | Direct |
| 2021-02-23 | Common Stock | F | 3078 | $35.41 | Disposed | 4463 | Direct |
| 2021-02-23 | Common Stock | A | 63541 | $35.41 | Acquired | 68004 | Direct |
| 2021-02-24 | Common Stock | S | 3745 | $35.32 | Disposed | 64259 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-23 | Restricted Stock Units | $0.00 | M | 6823 | Acquired | Common Stock (6823) | Direct |
Footnotes
F1: Represents the conversion of restricted stock units that vested on February 23, 2021. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.
F2: These shares were withheld to cover tax withholding obligations when 6,823 previously reported restricted stock units vested on February 23, 2021.
F3: Full settlement of an award under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan in the form of Restricted Stock Units (RSUs) granted on February 23, 2021 that will vest in full on December 31, 2021, generally subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement. Net shares issued on settlement of these RSUs will be subject to an additional 1-year holding period.
F4: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2020.
F5: Represents the sale of 3,745 shares in 20 transactions on February 24, 2021 at $35.32 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding this sale as set forth in this footnote.