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NCR Voyix Corp — Director's Dealing 2020
Mar 20, 2020
31789_dirs_2020-03-20_08bc52f6-9a51-4097-a23c-794ca1322eae.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: NCR CORP (NCR)
CIK: 0000070866
Period of Report: 2020-02-08
Reporting Person: MARTIRE FRANK R (Director, Exec. Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-08 | Common Stock | M | 68715 | $0.00 | Acquired | 199638 | Direct |
| 2020-02-08 | Common Stock | F | 22587 | $33.20 | Disposed | 177051 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-08 | Restricted Stock Units | $0.00 | M | 137431 | Acquired | Common Stock (137431) | Direct |
Footnotes
F1: Performance-based restricted stock units (RSUs) as to which the performance-related conditions to vesting have been satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 8, 2019 grant date (each an "RSU Vesting Date"). The first one-third of such RSUs, shown in Table I, vested on February 8, 2020. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the
RSU award agreement.
F2: Due to a technical error the reporting person's February 12, 2020 Form 4 inadvertently included a February 8, 2019 stock option award that had been correctly and timely reported on a prior Form 4 filed on February 12, 2019. There are no changes to the information originally disclosed in this prior Form 4. Due to such technical error the February 12, 2020 Form 4 also omitted the vesting and withholding transactions reflected in this amendment. The 46,128 shares of common stock acquired as a result of the net impact of the transactions reported herein were not reflected in the reporting person's two subsequently filed Form 4s.
F3: These shares were withheld to cover tax withholding obligations when 68,715 restricted stock units vested on February 8, 2020 as reported herein.