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NCR Voyix Corp — Director's Dealing 2018
Feb 27, 2018
31789_dirs_2018-02-27_460627a1-5edf-4ace-b6e9-d6ad53081748.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NCR CORP (NCR)
CIK: 0000070866
Period of Report: 2018-02-23
Reporting Person: Gallagher Edward R (SVP, GC & Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-23 | Common Stock | F | 728 | $32.57 | Disposed | 19806 | Direct |
| 2018-02-24 | Common Stock | F | 341 | $32.57 | Disposed | 19465 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-23 | Employee Stock Option (Right to Buy) | $32.57 | A | 28912 | Acquired | 2025-02-23 | Common Stock (28912) | Direct |
| 2018-02-23 | Restricted Stock Units | $0.00 | A | 3816 | Acquired | Common Stock (3816) | Direct | |
| 2018-02-23 | Restricted Stock Units | $0.00 | A | 11886 | Acquired | Common Stock (11886) | Direct |
Footnotes
F1: These shares were withheld to cover tax withholding obligations when 1,672 previously reported restricted stock units vested on February 23, 2018.
F2: These shares were withheld to cover tax withholding obligations when 891 previously reported restricted stock units vested on February 24, 2018.
F3: This is an option granted on February 23, 2018 that will vest ratably with one-quarter vesting on each of the first, second, third and fourth anniversaries of the grant date (each an "Option Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.
F4: These are performance-vesting restricted stock units as to which the performance-related conditions to vesting have been satisfied. The units will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the February 27, 2017 grant date (each an "RSU Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Date in accordance with the terms of the applicable award agreement.
F5: These are performance-based restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on August 24, 2019, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.