AI assistant
NCR Voyix Corp — Director's Dealing 2016
Aug 17, 2016
31789_dirs_2016-08-17_2c1af08b-76aa-4c33-9af4-de547201e2fa.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NCR CORP (NCR)
CIK: 0000070866
Period of Report: 2016-08-15
Reporting Person: Ledford Andrea (EVP Corp Svs, Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-15 | Common Stock | M | 10000 | $21.27 | Acquired | 98285 | Direct |
| 2016-08-15 | Common Stock | S | 10000 | $33.40 | Disposed | 89120 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-15 | Employee Stock Option (Right to Buy) | $21.27 | M | 10000 | Acquired | 2017-02-28 | Common Stock (10000) | Direct |
Footnotes
F1: The exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2016.
F2: Represents the sale of 10,000 shares in 90 transactions on August 15, 2016, ranging in price from $33.25 to $33.59 per share, resulting in a weighted average sale price of $33.40 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Includes 834.312 shares acquired under the NCR Employee Stock Purchase Plan since January 30, 2016. These shares were rounded to 835 for disclosure in this table.