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NCR Voyix Corp — Director's Dealing 2016
Oct 27, 2016
31789_dirs_2016-10-27_5af26f19-d9ee-4ac2-872d-6c27dea34f2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NCR CORP (NCR)
CIK: 0000070866
Period of Report: 2016-10-25
Reporting Person: Marquardt Frederick (EVP Svs, Hdwre Sol, Entp Qual)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-25 | Common Stock | M | 15515 | $0.00 | Acquired | 104662 | Direct |
| 2016-10-25 | Common Stock | F | 6839 | $30.25 | Disposed | 97823 | Direct |
| 2016-10-26 | Common Stock | S | 8676 | $34.23 | Disposed | 89147 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-25 | Restricted Stock Units | $0.00 | M | 15515 | Acquired | Common Stock (15515) | Direct |
Footnotes
F1: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015.
F2: These shares were withheld to cover tax withholding obligations when 15,515 restricted stock units vested on October 25, 2016.
F3: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.
F4: Represents the sale of 8,676 shares in 74 transactions on October 26, 2016 ranging in price from $32.20 to $34.99 per share, resulting in a weighted average sale price of $34.23 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in this footnote.