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NCR Voyix Corp — Director's Dealing 2016
Dec 7, 2016
31789_dirs_2016-12-07_23d1449d-8392-4835-b3fb-f2b6610624c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NCR CORP (NCR)
CIK: 0000070866
Period of Report: 2016-12-05
Reporting Person: BOYKIN EDWARD P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-05 | Common Stock | S | 27664 | $38.98 | Disposed | 53053 | Direct |
| 2016-12-05 | Common Stock | M | 3252 | $22.96 | Acquired | 56305 | Direct |
| 2016-12-05 | Common Stock | S | 3252 | $38.98 | Disposed | 53053 | Direct |
| 2016-12-05 | Common Stock | M | 7152 | $25.17 | Acquired | 60205 | Direct |
| 2016-12-05 | Common Stock | S | 7152 | $38.98 | Disposed | 53053 | Direct |
| 2016-12-05 | Common Stock | M | 19134 | $10.09 | Acquired | 72187 | Direct |
| 2016-12-05 | Common Stock | S | 19134 | $38.98 | Disposed | 53053 | Direct |
| 2016-12-05 | Common Stock | M | 13830 | $13.16 | Acquired | 66883 | Direct |
| 2016-12-05 | Common Stock | S | 13830 | $38.98 | Disposed | 53053 | Direct |
| 2016-12-05 | Common Stock | M | 11363 | $19.35 | Acquired | 64416 | Direct |
| 2016-12-05 | Common Stock | S | 11363 | $38.98 | Disposed | 53053 | Direct |
| 2016-12-05 | Common Stock | M | 9688 | $23.32 | Acquired | 62741 | Direct |
| 2016-12-05 | Common Stock | S | 9688 | $38.98 | Disposed | 53053 | Direct |
| 2016-12-05 | Common Stock | G | 1950 | $0.00 | Disposed | 51103 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-05 | Stock Option (Right to Buy) | $22.96 | M | 3252 | Disposed | 2017-04-24 | Common Stock (3252) | Direct |
| 2016-12-05 | Stock Option (Right to Buy) | $25.17 | M | 7152 | Disposed | 2018-05-13 | Common Stock (7152) | Direct |
| 2016-12-05 | Stock Option (Right to Buy) | $10.09 | M | 19134 | Disposed | 2019-04-30 | Common Stock (19134) | Direct |
| 2016-12-05 | Stock Option (Right to Buy) | $13.16 | M | 13830 | Disposed | 2020-04-30 | Common Stock (13830) | Direct |
| 2016-12-05 | Stock Option (Right to Buy) | $19.35 | M | 11363 | Disposed | 2021-05-02 | Common Stock (11363) | Direct |
| 2016-12-05 | Stock Option (Right to Buy) | $23.32 | M | 9688 | Disposed | 2022-04-25 | Common Stock (9688) | Direct |
Footnotes
F1: Represents the sale of 27,664 shares in 247 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Represents the sale of 3,252 shares in 35 transactions on December 5, 2016 ranging in price from $38.80 to $39.09 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Represents the sale of 7,152 shares in 74 transactions on December 5, 2016 ranging in price from $38.82 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Represents the sale of 19,134 shares in 191 transactions on December 5, 2016 ranging in price from $38.82 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Represents the sale of 13,830 shares in 138 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: Represents the sale of 11,363 shares in 113 transactions on December 5, 2016 ranging in price from $38.80 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: Represents the sale of 9,688 shares in 100 transactions on December 5, 2016 ranging in price from $38.83 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: These are shares of NCR Corporation Common Stock that the reporting person gifted to a nonprofit 501(c)(3) organization.