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NCR Voyix Corp — Director's Dealing 2015
Oct 31, 2015
31789_dirs_2015-10-30_a865de02-1d8a-4b6f-923e-a3d25e40eb2c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NCR CORP (NCR)
CIK: 0000070866
Period of Report: 2015-10-21
Reporting Person: Gallagher Edward R (SVP, GC & Secy)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9169 | Direct |
| Common Stock | 5016 | Direct |
| Common Stock | 3614 | Direct |
| Common Stock | 1496 | Direct |
| Common Stock | 1679 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Common Stock (1692) | Direct | ||
| Restricted Stock Units | $0.00 | Common Stock (2218) | Direct | ||
| Employee Stock Options (right to buy) | $12.81 | 2020-02-22 | Common Stock (1156) | Direct |
Footnotes
F1: These are time-based restricted stock units granted on February 23, 2015 that will vest ratably, with 1/3 of such units vesting on each of the first, second and third anniversaries of the grant date (each a "Vesting Date"), subject to the reporting person's continued employment with the issuer on the applicable Vesting Dates, and in accordance with the terms and conditions of the applicable award agreement.
F2: These are time-based restricted stock units granted on November 1, 2014 that will vest on November 1, 2017, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.
F3: These are time-based restricted stock units granted on February 24, 2014 that will vest on February 24, 2017, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.
F4: These are time-based restricted stock units granted on February 25, 2013 that will vest on February 25, 2016, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.
F5: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 25, 2016, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.
F6: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 28, 2015, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.
F7: These options are fully vested.