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NCR Voyix Corp — Director's Dealing 2013
Jul 16, 2013
31789_dirs_2013-07-16_a4ab6ecd-5efc-4329-8734-6666c1b376cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NCR CORP (NCR)
CIK: 0000070866
Period of Report: 2013-07-12
Reporting Person: DORSMAN PETER A (EVP Services and, Chief Quality Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-12 | Common Stock | M | 32898 | $19.05 | Acquired | 117285 | Direct |
| 2013-07-12 | Common Stock | M | 8377 | $12.81 | Acquired | 125662 | Direct |
| 2013-07-12 | Common Stock | S | 41275 | $34.56 | Disposed | 84387 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-12 | Employee Stock Option (Right to Buy) | $19.05 | M | 32898 | Disposed | 2016-04-17 | Common Stock (32898) | Direct |
| 2013-07-12 | Employee Stock Option (Right to Buy) | $12.81 | M | 8377 | Disposed | 2020-02-23 | Common Stock (8377) | Direct |
Footnotes
F1: The exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2013.
F2: Represents the sale of 41,275 shares in 69 transactions at prices ranging from $34.51 to $34.75 per share, resulting in a weighted average sale price of $34.56 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The grant representing a right to purchase a total of 32,898 shares, vested in four equal annual installments on April 17, 2007, April 17, 2008, April 17, 2009 and April 17, 2010.
F4: The grant representing a right to purchase a total of 33,509 shares, vests in four equal annual installments commencing on February 23, 2011. The first three installments vested on February 23, 2011, February 23, 2012 and February 23, 2013.