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NCR Voyix Corp — Director's Dealing 2011
May 18, 2011
31789_dirs_2011-05-18_81b72b24-24c4-4522-9645-b2d6dab974e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NCR CORP (NCR)
CIK: 0000070866
Period of Report: 2011-05-16
Reporting Person: Leav Peter (SVP, Global Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-16 | Common Stock | M | 53014 | $12.55 | Acquired | 147189 | Direct |
| 2011-05-16 | Common Stock | M | 4189 | $12.81 | Acquired | 151378 | Direct |
| 2011-05-16 | Common Stock | S | 53014 | $19.41 | Disposed | 98364 | Direct |
| 2011-05-16 | Common Stock | S | 4189 | $19.40 | Disposed | 94175 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-16 | Employee Stock Option (Right to Buy) | $12.55 | M | 53014 | Disposed | 2019-02-01 | Common Stock (53014) | Direct |
| 2011-05-16 | Employee Stock Option (Right to Buy) | $12.81 | M | 4189 | Disposed | 2020-02-23 | Common Stock (4189) | Direct |
Footnotes
F1: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2011.
F2: Represents the sale of 53,014 shares in 87 transactions at prices ranging from $19.23 to $19.59 per share, resulting in a weighted average sale price of $19.41 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Represents the sale of 4,189 shares in 28 transactions at prices ranging from $19.25 to $19.58 per share, resulting in a weighted average sale price of $19.40 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The grant vests in four equal annual installments commencing February 1, 2010. The first two installments vested on February 1, 2010 and the date shown above, respectively.
F5: The grant vests in four equal annual installments commencing February 23, 2011. The first installment vested on the date shown above.