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NBT BANCORP INC Director's Dealing 2023

Feb 14, 2023

31610_dirs_2023-02-14_20d6b85d-467e-408b-bf1e-a527a9e5b51c.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2022-12-31

Reporting Person: Halliday Sarah A (EVP/President Comm Banking)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-12-31 NBT Bancorp Inc. Common Stock J 1224.832 $0.0 Acquired 5695.744 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-12-31 Phantom Stock $ J 141.142 Acquired NBT Bancorp Inc. Common Stock (141.142) Direct

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 23397 Direct

Footnotes

F1: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2022 to 12/31/2022 through NBT Bancorp Inc. 401k Plan.

F2: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F3: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2022 to 12/31/2022 through a NBT Bancorp Inc. deferred compensation plan.