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NBT BANCORP INC — Director's Dealing 2022
Feb 14, 2022
31610_dirs_2022-02-14_27852299-7723-4bc2-85ce-922101bb0fba.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2021-12-31
Reporting Person: Stagliano Joseph R (EVP President of Retail & CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-31 | NBT Bancorp Inc. Common Stock | J | 93.69 | $0.0 | Acquired | 64752.645 | Direct |
| 2021-12-31 | NBT Bancorp Inc. Common Stock | J | 177.285 | $0.0 | Acquired | 6142.765 | Indirect |
| 2021-12-31 | NBT Bancorp Inc. Common Stock | J | 51.199 | $0.0 | Acquired | 1773.993 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-31 | Phantom Stock | $ | J | 431.221 | Acquired | NBT Bancorp Inc. Common Stock (431.221) | Direct |
Footnotes
F1: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2021 to 12/31/2021.
F2: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2021 to 12/31/2021 through NBT Bancorp Inc. 401k Plan.
F3: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2021 to 12/31/2021 through NBT Bancorp Inc. ESOP Plan.
F4: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
F5: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2021 to 12/31/2021 through a NBT Bancorp Inc. deferred compensation plan.