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NBT BANCORP INC — Director's Dealing 2020
Feb 13, 2020
31610_dirs_2020-02-13_c999cee8-5f10-4745-bf28-dbc47d043d70.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2019-12-31
Reporting Person: Stagliano Joseph R (EVP President Retail Banking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-31 | NBT Bancorp Inc. Common Stock | J | 62.1 | $0.0 | Acquired | 58279.1 | Direct |
| 2019-12-31 | NBT Bancorp Inc. Common Stock | J | 206.694 | $0.0 | Acquired | 5759.37 | Indirect |
| 2019-12-31 | NBT Bancorp Inc. Common Stock | J | 44.813 | $0.0 | Acquired | 1663.271 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-31 | Phantom Stock | $ | J | 314.172 | Acquired | NBT Bancorp Inc. Common Stock (314.172) | Direct |
Footnotes
F1: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2019 to 12/31/2019.
F2: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2019 to 12/31/2019 through NBT Bancorp Inc. 401k Plan.
F3: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2019 to 12/31/2019 through NBT Bancorp Inc. ESOP Plan.
F4: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
F5: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2019 to 12/31/2019 through a NBT Bancorp Inc. deferred compensation plan.