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NBT BANCORP INC — Director's Dealing 2020
Mar 25, 2020
31610_dirs_2020-03-25_209e032a-62a7-4789-8e9c-45bce8a22f49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2020-03-23
Reporting Person: Halliday Sarah A (EVP/President Comm Banking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-23 | NBT Bancorp Inc. Common Stock | A | 2269 | $0.0 | Acquired | 12036 | Direct |
| 2020-03-23 | NBT Bancorp Inc. Common Stock | A | 3208 | $0.0 | Acquired | 15244 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 2171.036 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | NBT Bancorp Inc. Common Stock (746.067) | 746.067 | Direct |
Footnotes
F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.
F2: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.
F3: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.