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NBT BANCORP INC Director's Dealing 2020

Nov 10, 2020

31610_dirs_2020-11-10_55047a5a-469c-40be-bd62-2fde4a5fca3d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2020-11-06

Reporting Person: Halliday Sarah A (EVP/President Comm Banking)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-06 Phantom Stock $ I 2670 Acquired NBT Bancorp Inc. Common Stock (2670) Direct

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 15244 Direct
NBT Bancorp Inc. Common Stock 2171.036 Indirect

Footnotes

F1: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F2: Discretionary transfer of balance to NBT equity investment.