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NBT BANCORP INC Director's Dealing 2019

Jan 17, 2019

31610_dirs_2019-01-17_d3fe6319-16d5-4b01-bed0-27836ff1e09c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2019-01-15

Reporting Person: Stagliano Joseph R (EVP President Retail Banking)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-15 NBT Bancorp Inc. Common Stock F 251 $36.02 Disposed 53986 Direct
2019-01-15 NBT Bancorp Inc. Common Stock F 1359 $36.02 Disposed 52627 Direct
2019-01-15 NBT Bancorp Inc. Common Stock F 160 $36.02 Disposed 52467 Direct
2019-01-15 NBT Bancorp Inc. Common Stock F 195 $36.02 Disposed 52272 Direct
2019-01-15 NBT Bancorp Inc. Common Stock F 224 $36.02 Disposed 52048 Direct

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 5360.194 Indirect
NBT Bancorp Inc. Common Stock 1576.702 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $ NBT Bancorp Inc. Common Stock (9900.668) 9900.668 Direct

Footnotes

F1: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.