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NBT BANCORP INC — Director's Dealing 2019
Feb 13, 2019
31610_dirs_2019-02-13_1744cf9f-fb6e-4773-86da-cef29c552022.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2018-12-31
Reporting Person: Scarlett Catherine (EVP, Chief HR & Ethics Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-31 | NBT Bancorp Inc. Common Stock | J | 26.182 | $0.0 | Acquired | 26.182 | Indirect |
| 2018-12-31 | NBT Bancorp Inc. Common Stock | J | 8.014 | $0.0 | Acquired | 8.014 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Phantom Stock | $ | J | 275.605 | Acquired | NBT Bancorp Inc. Common Stock (275.605) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 54912 | Direct |
Footnotes
F1: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2018 to 12/31/2018 through NBT Bancorp Inc. 401k Plan.
F2: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2018 to 12/31/2018 through NBT Bancorp Inc. ESOP Plan.
F3: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
F4: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2018 to 12/31/2018 through a NBT Bancorp Inc. deferred compensation plan.