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NBT BANCORP INC — Director's Dealing 2019
Feb 13, 2019
31610_dirs_2019-02-13_ebb9f56c-4ef1-4431-8aee-c55594d86783.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2018-12-31
Reporting Person: Stagliano Joseph R (EVP President Retail Banking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-31 | NBT Bancorp Inc. Common Stock | J | 192.482 | $0.0 | Acquired | 5552.676 | Indirect |
| 2018-12-31 | NBT Bancorp Inc. Common Stock | J | 41.756 | $0.0 | Acquired | 1618.458 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Phantom Stock | $ | J | 261.93 | Acquired | NBT Bancorp Inc. Common Stock (261.93) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 54237 | Direct |
Footnotes
F1: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2018 to 12/31/2018 through NBT Bancorp Inc. 401k Plan.
F2: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2018 to 12/31/2018 through NBT Bancorp Inc. ESOP Plan.
F3: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
F4: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2018 to 12/31/2018 through a NBT Bancorp Inc. deferred compensation plan.