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NBT BANCORP INC Director's Dealing 2019

May 9, 2019

31610_dirs_2019-05-09_15a72376-7ab3-4c8e-8f63-3d811c272eeb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2019-05-07

Reporting Person: Scarlett Catherine (EVP, Chief HR & Ethics Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-07 NBT Bancorp Inc. Common Stock I 26.182 $38.6675 Disposed 0 Indirect
2019-05-07 NBT Bancorp Inc. Common Stock I 8.014 $38.6675 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-07 Phantom Stock $ I 7671.514 Disposed NBT Bancorp Inc. Common Stock (7671.514) Direct

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 58238 Direct

Footnotes

F1: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F2: Sale includes 51.95 shares purchased through dividend reinvestment in 2019 from the NBT Bancorp Inc. Deferred Compensation Plan.