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NBT BANCORP INC — Director's Dealing 2018
Mar 27, 2018
31610_dirs_2018-03-27_0c057244-503c-4d72-9e7b-b291a23ad651.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2018-03-26
Reporting Person: Stagliano Joseph R (EVP Ops and Retail Banking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-26 | NBT Bancorp Inc. Common Stock | A | 3718 | $0.0 | Acquired | 51381 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 5360.194 | Indirect |
| NBT Bancorp Inc. Common Stock | 1576.702 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.19 | 2020-01-15 | NBT Bancorp Inc. Common Stock (5500) | 5500 | Direct |
| Phantom Stock | $ | NBT Bancorp Inc. Common Stock (9900.668) | 9900.668 | Direct |
Footnotes
F1: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.
F2: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
F3: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.