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NBT BANCORP INC Director's Dealing 2018

Mar 29, 2018

31610_dirs_2018-03-29_c5b8b5db-70ae-4c4f-aa3b-7158cbed1ec6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2018-03-26

Reporting Person: Stagliano Joseph R (EVP Ops and Retail Banking)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-26 NBT Bancorp Inc. Common Stock A 2856 $0.0 Acquired 54237 Direct

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 5360.194 Indirect
NBT Bancorp Inc. Common Stock 1576.702 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $20.19 2020-01-15 NBT Bancorp Inc. Common Stock (5500) 5500 Direct
Phantom Stock $ NBT Bancorp Inc. Common Stock (9900.668) 9900.668 Direct

Footnotes

F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

F2: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.

F3: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.