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NBT BANCORP INC — Director's Dealing 2018
Mar 29, 2018
31610_dirs_2018-03-29_c5b8b5db-70ae-4c4f-aa3b-7158cbed1ec6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2018-03-26
Reporting Person: Stagliano Joseph R (EVP Ops and Retail Banking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-26 | NBT Bancorp Inc. Common Stock | A | 2856 | $0.0 | Acquired | 54237 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 5360.194 | Indirect |
| NBT Bancorp Inc. Common Stock | 1576.702 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.19 | 2020-01-15 | NBT Bancorp Inc. Common Stock (5500) | 5500 | Direct |
| Phantom Stock | $ | NBT Bancorp Inc. Common Stock (9900.668) | 9900.668 | Direct |
Footnotes
F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.
F2: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
F3: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
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