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NBT BANCORP INC Director's Dealing 2018

May 31, 2018

31610_dirs_2018-05-31_45cd48a8-ec7d-48e3-a8a4-c3b84dd1fd5e.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2018-05-22

Reporting Person: Scarlett Catherine (N/A)

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 4083.3 Indirect
NBT Bancorp Inc. Common Stock 54912 Direct
NBT Bancorp Inc. Common Stock 1249.908 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $ NBT Bancorp Inc. Common Stock (7343.964) Direct

Footnotes

F1: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.