NBT BANCORP INC — Director's Dealing 2018

Aug 31, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2018-08-30

Reporting Person: Scarlett Catherine (EVP, Chief HR & Ethics Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-30	NBT Bancorp Inc. Common Stock	I	4109.558	$40.0122	Disposed	0	Indirect
2018-08-30	NBT Bancorp Inc. Common Stock	I	1257.946	$40.0122	Disposed	0	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
NBT Bancorp Inc. Common Stock	54912	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock	$		NBT Bancorp Inc. Common Stock (7343.964)	7343.964	Direct

Footnotes

F1: Sale includes 26.258 shares purchased through dividend reinvestment in June 2018 from the NBT Bancorp Inc. 401k Plan.

F2: Sale includes 8.038 shares purchased through dividend reinvestment in June 2018 from the NBT Bancorp Inc. ESOP Plan.

F3: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.