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NBT BANCORP INC — Director's Dealing 2017
Jan 18, 2017
31610_dirs_2017-01-18_c279ef56-0a11-41db-9845-6bf4311a8f69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2017-01-15
Reporting Person: DIETRICH MARTIN A (Director, Chairman, NBT Bancorp)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-15 | NBT Bancorp Inc. Common Stock | F | 1692 | $41.65 | Disposed | 154852.045 | Direct |
| 2017-01-15 | NBT Bancorp Inc. Common Stock | F | 1471 | $41.65 | Disposed | 153381.045 | Direct |
| 2017-01-15 | NBT Bancorp Inc. Common Stock | F | 8821 | $41.65 | Disposed | 144560.045 | Direct |
| 2017-01-15 | NBT Bancorp Inc. Common Stock | F | 1429 | $41.65 | Disposed | 143131.045 | Direct |
| 2017-01-15 | NBT Bancorp Inc. Common Stock | F | 1448 | $41.65 | Disposed | 141683.045 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 19280.595 | Indirect |
| NBT Bancorp Inc. Common Stock | 340 | Indirect |
| NBT Bancorp Inc. Common Stock | 10731.723 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $26.67 | 2025-09-14 | NBT Bancorp Inc. Common Stock (13641) | 13641 | Direct |
| Non-Qualified Stock Option (right to buy) | $28.01 | 2026-05-12 | NBT Bancorp Inc. Common Stock (26743) | 26743 | Direct |
| Non-Qualified Stock Option (right to buy) | $29.97 | 2026-07-27 | NBT Bancorp Inc. Common Stock (20515) | 20515 | Direct |
Footnotes
F1: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant.
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