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NBT BANCORP INC Director's Dealing 2017

Jan 20, 2017

31610_dirs_2017-01-20_9e03d3f1-9d8a-4780-a2a2-1f82c0af9415.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2017-01-18

Reporting Person: PRENTICE F SHELDON (EVP,General Counsel,Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-18 NBT Bancorp Inc. Common Stock A 1754 $0.0 Acquired 24023 Direct

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 1394.79 Indirect
NBT Bancorp Inc. Common Stock 466.44 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $24.47 2020-05-01 NBT Bancorp Inc. Common Stock (10000) 10000 Direct

Footnotes

F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

F2: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.