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NBT BANCORP INC — Director's Dealing 2017
Jan 20, 2017
31610_dirs_2017-01-20_ca66be4f-626a-4d98-bcf8-d1b0fc4b6a07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2017-01-18
Reporting Person: DIETRICH MARTIN A (Director, Chairman, NBT Bancorp)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-18 | NBT Bancorp Inc. Common Stock | A | 7811 | $0.0 | Acquired | 149494.045 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 19280.595 | Indirect |
| NBT Bancorp Inc. Common Stock | 340 | Indirect |
| NBT Bancorp Inc. Common Stock | 10731.723 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $26.67 | 2025-09-14 | NBT Bancorp Inc. Common Stock (13641) | 13641 | Direct |
| Non-Qualified Stock Option (right to buy) | $28.01 | 2026-05-12 | NBT Bancorp Inc. Common Stock (26743) | 26743 | Direct |
| Non-Qualified Stock Option (right to buy) | $29.97 | 2026-07-27 | NBT Bancorp Inc. Common Stock (20515) | 20515 | Direct |
Footnotes
F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.
F2: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant.
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