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NBT BANCORP INC Director's Dealing 2017

Jan 26, 2017

31610_dirs_2017-01-26_269e8551-1f15-42df-9dc8-40dbd598f346.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2017-01-25

Reporting Person: PRENTICE F SHELDON (EVP,General Counsel,Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-25 NBT Bancorp Inc. Common Stock M 10000 $24.47 Acquired 34023 Direct
2017-01-25 NBT Bancorp Inc. Common Stock S 7650 $41.646 Disposed 26373 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-25 Non-Qualified Stock Option (right to buy) $24.47 M 10000 Disposed 2020-05-01 NBT Bancorp Inc. Common Stock (10000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 1394.79 Indirect
NBT Bancorp Inc. Common Stock 466.44 Indirect

Footnotes

F1: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.