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NBT BANCORP INC — Director's Dealing 2017
Jan 26, 2017
31610_dirs_2017-01-26_269e8551-1f15-42df-9dc8-40dbd598f346.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2017-01-25
Reporting Person: PRENTICE F SHELDON (EVP,General Counsel,Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-25 | NBT Bancorp Inc. Common Stock | M | 10000 | $24.47 | Acquired | 34023 | Direct |
| 2017-01-25 | NBT Bancorp Inc. Common Stock | S | 7650 | $41.646 | Disposed | 26373 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-25 | Non-Qualified Stock Option (right to buy) | $24.47 | M | 10000 | Disposed | 2020-05-01 | NBT Bancorp Inc. Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 1394.79 | Indirect |
| NBT Bancorp Inc. Common Stock | 466.44 | Indirect |
Footnotes
F1: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
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