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NBT BANCORP INC Director's Dealing 2017

Jan 26, 2017

31610_dirs_2017-01-26_de48cefe-4c17-47ed-9bc8-3b6a36824126.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2017-01-25

Reporting Person: DIETRICH MARTIN A (Director, Chairman, NBT Bancorp)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-25 NBT Bancorp Inc. Common Stock S 1166 $42.08 Disposed 148328.045 Direct
2017-01-25 NBT Bancorp Inc. Common Stock S 23834 $41.426 Disposed 124494.045 Direct

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 19280.595 Indirect
NBT Bancorp Inc. Common Stock 340 Indirect
NBT Bancorp Inc. Common Stock 10731.723 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $26.67 2025-09-14 NBT Bancorp Inc. Common Stock (13641) 13641 Direct
Non-Qualified Stock Option (right to buy) $28.01 2026-05-12 NBT Bancorp Inc. Common Stock (26743) 26743 Direct
Non-Qualified Stock Option (right to buy) $29.97 2026-07-27 NBT Bancorp Inc. Common Stock (20515) 20515 Direct

Footnotes

F1: The sale price is the weighted average of 23,834 shares sold at prices between $41.00 and $42.07.

F2: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant.