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NBT BANCORP INC — Director's Dealing 2017
Feb 8, 2017
31610_dirs_2017-02-08_c9890aff-8e48-4516-af55-07be332b4815.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2017-02-06
Reporting Person: DIETRICH MARTIN A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-06 | NBT Bancorp Inc. Common Stock | M | 3300 | $28.01 | Acquired | 126506.045 | Direct |
| 2017-02-06 | NBT Bancorp Inc. Common Stock | S | 3300 | $40.3295 | Disposed | 123206.045 | Direct |
| 2017-02-07 | NBT Bancorp Inc. Common Stock | M | 237 | $28.01 | Acquired | 123443.045 | Direct |
| 2017-02-07 | NBT Bancorp Inc. Common Stock | S | 237 | $40.1 | Disposed | 123206.045 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-06 | Non-Qualified Stock Option (right to buy) | $28.01 | M | 3300 | Disposed | 2026-05-12 | NBT Bancorp Inc. Common Stock (3300) | Direct |
| 2017-02-07 | Non-Qualified Stock Option (right to buy) | $28.01 | M | 237 | Disposed | 2026-05-12 | NBT Bancorp Inc. Common Stock (237) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 19280.595 | Indirect |
| NBT Bancorp Inc. Common Stock | 340 | Indirect |
| NBT Bancorp Inc. Common Stock | 10731.723 | Indirect |
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