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NBT BANCORP INC Director's Dealing 2017

Feb 13, 2017

31610_dirs_2017-02-13_2cde8a48-fcc2-4a29-9486-55a5a0841431.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2016-12-31

Reporting Person: Wadsworth Robert A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-31 NBT Bancorp Inc. Common Stock J 259.167 $0.0 Acquired 13886.704 Direct

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 164041 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $22.5508 2018-05-01 NBT Bancorp Inc. Common Stock (1625) 1625 Direct

Footnotes

F1: Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2016 to 12/31/2016.

F2: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.