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NBT BANCORP INC — Director's Dealing 2017
Feb 14, 2017
31610_dirs_2017-02-14_e8e451bb-d043-4aee-bcf0-a28c08a139dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2017-02-10
Reporting Person: DIETRICH MARTIN A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-10 | NBT Bancorp Inc. Common Stock | J | 203.398 | $0.0 | Acquired | 123409.443 | Direct |
| 2017-02-10 | NBT Bancorp Inc. Common Stock | M | 23206 | $28.01 | Acquired | 146615.443 | Direct |
| 2017-02-10 | NBT Bancorp Inc. Common Stock | S | 23206 | $39.9611 | Disposed | 123409.443 | Direct |
| 2017-02-10 | NBT Bancorp Inc. Common Stock | J | 327.806 | $0.0 | Acquired | 19608.401 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-10 | Non-Qualified Stock Option (right to buy) | $28.01 | M | 23206 | Disposed | 2026-05-12 | NBT Bancorp Inc. Common Stock (23206) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 340 | Indirect |
| NBT Bancorp Inc. Common Stock | 10731.723 | Indirect |
Footnotes
F1: Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2016 to 12/31/2016.
F2: Shares were purchased through dividend reinvestment from 1/1/2016 through 12/31/2016 through NBT Bancorp Inc. 401k Plan.
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