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NBT BANCORP INC Director's Dealing 2017

Jun 2, 2017

31610_dirs_2017-06-02_fbcec8c7-1e14-4a47-9353-4a43b6019f10.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2017-05-23

Reporting Person: Stagliano Joseph R (EVP Ops and Retail Banking)

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 5261.498 Indirect
NBT Bancorp Inc. Common Stock 49670 Direct
NBT Bancorp Inc. Common Stock 1547.671 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $20.19 2020-01-15 NBT Bancorp Inc. Common Stock (5500) Direct
Phantom Stock $ NBT Bancorp Inc. Common Stock (8294035) Direct

Footnotes

F1: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.

F2: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.