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NBT BANCORP INC — Director's Dealing 2015
Feb 17, 2015
31610_dirs_2015-02-17_2efff1b5-f0f4-459e-9aad-0e9d00835ade.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2014-12-31
Reporting Person: DIETRICH MARTIN A (Director, President & CEO NBT Bancorp)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-31 | NBT Bancorp Inc. Common Stock | J | 289.979 | — | Acquired | 185014.569 | Direct |
| 2014-12-31 | NBT Bancorp Inc. Common Stock | J | 195.199 | — | Acquired | 18945.912 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 755 | Indirect |
| NBT Bancorp Inc. Common Stock | 10731.723 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.19 | 2020-01-15 | NBT Bancorp Inc. Common Stock (25000) | 25000 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.3617 | 2018-01-15 | NBT Bancorp Inc. Common Stock (25000) | 25000 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.94 | 2021-11-18 | NBT Bancorp Inc. Common Stock (30000) | 30000 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.352 | 2016-01-01 | NBT Bancorp Inc. Common Stock (30000) | 30000 | Direct |
| Non-Qualified Stock Option (right to buy) | $24.4458 | 2015-08-01 | NBT Bancorp Inc. Common Stock (6470) | 6470 | Direct |
| Non-Qualified Stock Option (right to buy) | $24.5692 | 2017-12-27 | NBT Bancorp Inc. Common Stock (12641) | 12641 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.36 | 2024-10-29 | NBT Bancorp Inc. Common Stock (1166) | 1166 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.38 | 2019-01-15 | NBT Bancorp Inc. Common Stock (25000) | 25000 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.762 | 2017-01-01 | NBT Bancorp Inc. Common Stock (28000) | 28000 | Direct |
Footnotes
F1: Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2014 to 12/31/2014.
F2: Shares were purchased from 1/1/2014 through 12/31/2014 through NBT Bancorp Inc. 401k Plan.
F3: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
F4: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.
F5: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant.