Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NBT BANCORP INC Director's Dealing 2015

Feb 17, 2015

31610_dirs_2015-02-17_69a91b92-3ed0-4633-aa80-889222eb117f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2014-12-31

Reporting Person: RAVEN DAVID E (President of Retail Banking)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-31 NBT Bancorp Inc. Common Stock J 2020.521 Acquired 25235.8379 Indirect
2014-12-31 NBT Bancorp Inc. Common Stock J 109.329 Acquired 3207.9817 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 42520.032 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $20.19 2020-01-15 NBT Bancorp Inc. Common Stock (18000) 18000 Direct
Non-Qualified Stock Option (right to buy) $20.3617 2018-01-15 NBT Bancorp Inc. Common Stock (17000) 17000 Direct
Non-Qualified Stock Option (right to buy) $25.38 2019-01-15 NBT Bancorp Inc. Common Stock (18000) 18000 Direct
Non-Qualified Stock Option (right to buy) $25.762 2017-01-01 NBT Bancorp Inc. Common Stock (19000) 19000 Direct

Footnotes

F1: Shares were purchased from 1/1/2014 through 12/31/2014 through NBT Bancorp Inc. 401k Plan.

F2: Shares were purchased from 1/1/2014 through 12/31/2014 through NBT Bancorp Inc. ESOP Plan.

F3: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.

F4: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.