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NBT BANCORP INC Director's Dealing 2015

Feb 17, 2015

31610_dirs_2015-02-17_db84be6b-3a72-4877-96f7-2371269d8a04.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2014-12-31

Reporting Person: LEVY JEFFREY M (EVP/ Pres Commercial Banking)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-31 NBT Bancorp Inc. Common Stock J 167.892 Acquired 43879.93 Direct
2014-12-31 NBT Bancorp Inc. Common Stock J 420.17 Acquired 5530.388 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 1080.335 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $20.19 2020-01-15 NBT Bancorp Inc. Common Stock (18000) 18000 Direct
Non-Qualified Stock Option (right to buy) $20.3617 2018-01-15 NBT Bancorp Inc. Common Stock (7500) 7500 Direct
Non-Qualified Stock Option (right to buy) $22.352 2016-01-01 NBT Bancorp Inc. Common Stock (5000) 5000 Direct
Non-Qualified Stock Option (right to buy) $25.38 2019-01-15 NBT Bancorp Inc. Common Stock (13000) 13000 Direct
Non-Qualified Stock Option (right to buy) $25.762 2017-01-01 NBT Bancorp Inc. Common Stock (9000) 9000 Direct

Footnotes

F1: Shares acquired under Dividend Reinvestment Plan at a broker during period of January 1, 2014 to December 31, 2014.

F2: Shares were purchased from 1/1/2014 through 12/31/2014 through NBT Bancorp Inc. 401k Plan.

F3: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.

F4: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.