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NBT BANCORP INC — Director's Dealing 2015
Mar 11, 2015
31610_dirs_2015-03-11_05dd7c14-5988-4887-a927-f21e5db105b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2015-03-10
Reporting Person: DIETRICH MARTIN A (Director, President & CEO NBT Bancorp)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-10 | NBT Bancorp Inc. Common Stock | A | 15108.0 | $0.0 | Acquired | 199383.569 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 18945.912 | Indirect |
| NBT Bancorp Inc. Common Stock | 755 | Indirect |
| NBT Bancorp Inc. Common Stock | 10731.723 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.19 | 2020-01-15 | NBT Bancorp Inc. Common Stock (25000) | 25000 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.3617 | 2018-01-15 | NBT Bancorp Inc. Common Stock (25000) | 25000 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.94 | 2021-11-18 | NBT Bancorp Inc. Common Stock (30000) | 30000 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.352 | 2016-01-01 | NBT Bancorp Inc. Common Stock (30000) | 30000 | Direct |
| Non-Qualified Stock Option (right to buy) | $24.4458 | 2015-08-01 | NBT Bancorp Inc. Common Stock (6470) | 6470 | Direct |
| Non-Qualified Stock Option (right to buy) | $24.5692 | 2017-12-27 | NBT Bancorp Inc. Common Stock (12641) | 12641 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.36 | 2024-10-29 | NBT Bancorp Inc. Common Stock (1166) | 1166 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.38 | 2019-01-15 | NBT Bancorp Inc. Common Stock (25000) | 25000 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.762 | 2017-01-01 | NBT Bancorp Inc. Common Stock (28000) | 28000 | Direct |
Footnotes
F1: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.
F2: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
F3: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.
F4: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant.