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NBT BANCORP INC — Director's Dealing 2015
Jun 1, 2015
31610_dirs_2015-06-01_71d8c367-7650-4faf-be66-5e5c596a8415.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2015-05-31
Reporting Person: LEVY JEFFREY M (EVP/ Pres Commercial Banking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-31 | NBT Bancorp Inc. Common Stock | F | 190.0 | $24.62 | Disposed | 46503.93 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 5530.388 | Indirect |
| NBT Bancorp Inc. Common Stock | 1080.335 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.19 | 2020-01-15 | NBT Bancorp Inc. Common Stock (18000) | 18000 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.3617 | 2018-01-15 | NBT Bancorp Inc. Common Stock (7500) | 7500 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.352 | 2016-01-01 | NBT Bancorp Inc. Common Stock (5000) | 5000 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.38 | 2019-01-15 | NBT Bancorp Inc. Common Stock (13000) | 13000 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.762 | 2017-01-01 | NBT Bancorp Inc. Common Stock (9000) | 9000 | Direct |
Footnotes
F1: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
F2: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.
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