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NBT BANCORP INC — Director's Dealing 2015
Nov 12, 2015
31610_dirs_2015-11-12_b229ce78-8e40-4975-8fca-c2e7ac3f83f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2015-11-11
Reporting Person: SANTANGELO JOSEPH A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-11 | NBT Bancorp Inc. Common Stock | M | 1500.0 | $21.74 | Acquired | 17925 | Direct |
| 2015-11-11 | NBT Bancorp Inc. Common Stock | F | 1097.0 | $29.7 | Disposed | 16828 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-11 | Non-Qualified Stock Option (right to buy) | $21.74 | M | 1500.0 | Disposed | 2016-05-01 | NBT Bancorp Inc. Common Stock (1500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 65812.795 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $22.4842 | 2017-05-01 | NBT Bancorp Inc. Common Stock (1500) | 1500 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.5508 | 2018-05-01 | NBT Bancorp Inc. Common Stock (1500) | 1500 | Direct |
Footnotes
F1: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.
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