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NBT BANCORP INC — Director's Dealing 2015
Nov 17, 2015
31610_dirs_2015-11-17_55bcde77-45a1-4527-bd82-66e4cd7e7886.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2015-11-16
Reporting Person: Wadsworth Robert A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-16 | NBT Bancorp Inc. Common Stock | M | 210.0 | $22.4092 | Acquired | 11619.802 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-16 | Non-Qualified Stock Option (right to buy) | $22.4092 | M | 210.0 | Disposed | 2016-01-01 | NBT Bancorp Inc. Common Stock (210) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 164041 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $21.74 | 2016-05-01 | NBT Bancorp Inc. Common Stock (500) | 500 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.4842 | 2017-05-01 | NBT Bancorp Inc. Common Stock (1375) | 1375 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.5508 | 2018-05-01 | NBT Bancorp Inc. Common Stock (1625) | 1625 | Direct |
| Non-Qualified Stock Option (right to buy) | $24.08 | 2016-11-10 | NBT Bancorp Inc. Common Stock (500) | 500 | Direct |
Footnotes
F1: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.
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