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NBT BANCORP INC — Director's Dealing 2013
Jul 26, 2013
31610_dirs_2013-07-26_09d92e86-5384-4967-9e91-abb4fa0d83ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2013-07-25
Reporting Person: CHOJNOWSKI RICHARD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-25 | NBT Bancorp Inc. Common Stock | M | 900 | $22.1388 | Acquired | 277539 | Direct |
| 2013-07-25 | NBT Bancorp Inc. Common Stock | S | 900 | $23.11 | Disposed | 276639 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-25 | Non-Qualified Stock Option (right to buy) | $22.1388 | M | 900 | Disposed | 2014-01-01 | NBT Bancorp Inc. Common Stock (900) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.7492 | 2015-05-01 | NBT Bancorp Inc. Common Stock (1500) | 1500 | Direct |
| Non-Qualified Stock Option (right to buy) | $21.74 | 2016-05-01 | NBT Bancorp Inc. Common Stock (1500) | 1500 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.4842 | 2017-05-01 | NBT Bancorp Inc. Common Stock (1500) | 1500 | Direct |
| Non-Qualified Stock Option (right to buy) | $22.5508 | 2018-05-01 | NBT Bancorp Inc. Common Stock (1500) | 1500 | Direct |
| Non-Qualified Stock Option (right to buy) | $23.2708 | 2015-01-20 | NBT Bancorp Inc. Common Stock (630) | 630 | Direct |
Footnotes
F1: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.
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