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NBT BANCORP INC — Director's Dealing 2013
Feb 22, 2013
31610_dirs_2013-02-22_e57f4003-0f13-4104-9191-c85993035788.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2013-02-20
Reporting Person: PRENTICE F SHELDON (EVP,General Counsel,Sec'y)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-20 | NBT Bancorp Inc. Common Stock | A | 3057 | — | Acquired | 18298 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 1167.327 | Indirect |
| NBT Bancorp Inc. Common Stock | 420.743 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $24.47 | 2020-05-01 | NBT Bancorp Inc. Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 40% for first year, 20% annually for following years.
F2: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
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